FIRDS transparency reporting instructions

Reporting Instructions FIRDS Transparency System Document revision history Version Date Author Comments 1 26/10/2016 ESMA Version 1 for publication 1.1 12/06/2017 ESMA DATNTR XML Schema version 1.0.1 to allow report RTS2 Field 43. Clarifications on data validations, error codes expected under Annex 9.8, 9.9, consistency validations, and mapping between CFI code and RTS 2 fields. 2.0 19/10/2018 ESMA Changes applicable to the major maintenance release planned Q1 2019 – XML Schema 1.1.0 Reference documents Corrections and clarifications Ref Title Version Author Date 1 MiFIR - REGULATION (EU) No 600/2014 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 15 May 2014 (Article 27) 2 MAR - REGULATION (EU) No 596/2014 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 16 April 2014 (Article 4) 3 Regulatory technical and implementing standards – MiFID II / MiFIR http://ec.europa.eu/finance/securities/docs/isd/mifid/itsrts-overview-table_en.pdf 600/2014 European Parliament Council of Europe 15 May 2014 596/2014 European Parliament Council of Europe 16 April 2014 28 Sep 2016 European Commission 28 Sep 2016 1 Table of Contents 2 Introduction .................................................................................................................................... 5 2.1 Purpose...